Analyze any OFAC or OFSI enforcement action — by URL, pasted text, or uploaded document — and produce a structured root cause analysis as a formatted Excel (.xlsx) spreadsheet. Use this skill whenever a user names, links to, pastes, or uploads an OFAC or OFSI enforcement action and asks for any of the following: root cause analysis, compliance gaps, what went wrong, lessons learned, organizational self-assessment, or remediation planning. Also trigger when a user asks "analyze this enforcement action", "what were the root causes", "turn this into a checklist", or "how do I make sure this doesn't happen to us". Outputs a single-sheet .xlsx table with six columns: Root Cause | What Went Wrong | How It Went Wrong | What Could Have Stopped It | Is my organization immune to this? (Yes/No/Partial) | Notes.
enforcement-action-analysis
A Claude skill that analyzes OFAC and OFSI enforcement actions and produces a structured root cause analysis as a formatted Excel spreadsheet.
Drop in an enforcement action — URL, PDF, or paste — and get a working compliance self-assessment table in seconds.
Built by Sanctrust · Free to use under MIT License
What it does
Reads any OFAC or OFSI enforcement action and outputs a six-column .xlsx table:
| Column | Description |
|---|---|
| Root Cause | Short label identifying the compliance failure |
| What Went Wrong | What happened in this specific case |
| How It Went Wrong | The underlying failure mechanism |
| What Could Have Stopped It | Concrete controls that would have prevented it |
| Is my organization immune to this? | ☐ Yes / ☐ No / ☐ Partial — fill in during review |
| Notes | Free-text field for your team's observations |
The skill always cross-references OFAC's own Compliance Considerations section and the OFAC Compliance Framework root cause taxonomy, so the output reflects the regulator's stated expectations — not just generic advice.
Example outputs
| Enforcement Action | Penalty | Root Causes Found |
|---|---|---|
| FTI Consulting, Inc. (June 2026) | $1,050,000 | 3 |
| Adani Enterprises Limited (2025) | $275,000,000 | 5 |
How to install
- Download
enforcement-action-analysis.skill - In Claude, go to Settings → Skills and upload the
.skillfile - The skill is now available in your Claude sessions
How to trigger
Just describe what you want. Any of these will work:
- "Analyze this enforcement action: [URL or paste text]"
- "What were the root causes in the FTI Consulting OFAC settlement?"
- "Turn this into a compliance checklist"
- "How do I make sure this doesn't happen to us?"
- Upload a PDF of an enforcement action and ask Claude to analyze it
Who it's for
Compliance officers, in-house counsel, external counsel, and consultants — at financial institutions and non-financial firms. The output is designed to be used directly in compliance reviews, board presentations, and program gap assessments.
Files in this repo
enforcement-action-analysis/
├── SKILL.md # The skill itself — instructions Claude follows
├── README.md # This file
└── LICENSE # MIT License
The .skill file (installable package) is available on the Releases page.
License
MIT — free to use, modify, and distribute. See LICENSE.